About Fran Hayes

Fran Hayes serves as the Senior Director of Strategic Relationships at Round Table Wealth Management. Read Fran's Biography >

Broker Vs. Investment Advisor: What Are the Differences? Why Is It Important to You?

Both brokers and investment advisors are licensed professionals who assist investors with their financial goals and objectives. Brokers are regulated by the Financial Industry Regulatory Authority (FINRA) while investment advisors are regulated by either the Securities and Exchange Commission (SEC) [...]

By |2019-07-15T14:38:18+00:00August 27th, 2018|Whitepapers|Comments Off on Broker Vs. Investment Advisor: What Are the Differences? Why Is It Important to You?

How Well Do You Know Your Advisor?

Chances are, if you are reading this you have an advisor. Someone who is making decisions on your investment portfolio and in whom you have placed a significant amount of trust. After all, we are talking about your future [...]

By |2018-12-07T20:44:50+00:00June 4th, 2017|Whitepapers|Comments Off on How Well Do You Know Your Advisor?

Fiduciary Best Practices for an Individual Trustee

Agreeing to act as trustee is a major responsibility. Attorneys, accountants, and other trusted advisors are being asked with increasing frequency to serve as trustees for their clients’ trusts. Changes in technology, trust laws, and client preferences are driving [...]

By |2019-07-15T14:43:28+00:00June 5th, 2015|Whitepapers|Comments Off on Fiduciary Best Practices for an Individual Trustee